Month: January 2012
Sonenshine & Company LLC fined by FINRA
Sonenshine & Company LLC (CRD #104357, New York, New York) recently submitted a Letter of Acceptance, Waiver and Consent in which the...
Merrill Lynch Fined Over Promissory Note Clauses
It is being reported in the Investment News that Merrill Lynch Pierce Fenner & Smith Inc. has agreed to pay $1 million to settle...
Behringer Harvard Short-Term Opportunity Fund Losses
Have you suffered investment losses in the Behringer Harvard Short-Term Opportunity Fund? If so, The White Law Group may be able to help....
FINRA Arbitration Claim Filed Against Oppenheimer & Co., Inc.
The White Law Group announces that it has filed a Financial Industry Regulatory Authority (FINRA) arbitration statement of claim against...
Bank of America Downsizing Again
It is being reported that Bank of America, the second- biggest U.S. lender by assets, may reduce annual costs by as much as an additional...
SEC Sanctions 1st Discount Brokerage Over Failure To Detect Ponzi Scheme
On January 23, 2012, the Securities and Exchange Commission issued an Order Instituting Administrative Proceedings Pursuant to Section...