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February 29, 2012
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Blog, Securities Fraud
Investigation of Reef Oil and Gas Have you suffered investment losses in a Reef Oil and Gas partnership investment? If so, The White Law Group may be able to help you recover your losses by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. Reef Oil & Gas Partners L.P.
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February 29, 2012
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Blog, Securities Fraud
According to various reports, Texas Tech coach Tommy Tuberville has been sued in federal court, accused of defrauding investors out of more than $1.7 million in Alabama following his tenure at Auburn. A federal lawsuit filed Friday in U.S. District Court in Montgomery, Ala., names Tuberville, John David Stroud and
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February 28, 2012
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Blog, Securities Fraud
According to the Investment News, a former stockbroker in Colorado has been criminally charged with securities fraud for selling Medical Capital notes. The nine counts of securities fraud filed last Thursday by the Weld County District Attorney’s Office against John Brady Guyette are believed to be the first
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February 27, 2012
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Blog, Securities Fraud
The Financial Industry Regulatory Authority (FINRA) outlined a list of investment products that they will be watching closely in 2012 because they feel that “concerns relative to business conduct and suitability issues are heightened.” This list of investment products comes from FINRA’s January letter outlining
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February 24, 2012
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Blog, Securities Fraud
The White Law Group is announcing an investigation into the potential for investors who suffered investment losses due to their dealings with Aaron Vallett, a former financial advisor from Tennessee, to recover their losses through the Financial Industry Regulatory Authority (FINRA) dispute resolution process. It was
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February 23, 2012
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Blog, Securities Fraud
According to reports, Roger D. Stevenson, a San Benito-based financial planner with Thrivent Financial for Lutherans, has been penalized by the Certified Financial Planner Board of Standards Inc. following a hearing by the board’s disciplinary and ethics commission. The reports indicate that in December the
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February 23, 2012
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Blog, Securities Fraud
According to federal court documents, Gregory B. Walker, a former financial advisor with Raymond James, was indicted in January by a U.S. District Court grand jury in Fort Wayne and is currently facing a three count federal indictment accusing him of aggravated identity theft and wire fraud. The indictment alleges
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February 23, 2012
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Blog, Securities Fraud
According to various reports, a broker formally affiliated with Morgan Stanley Smith Barney, LLC, Berthel Fisher & Co., and LPL Financial was recently arrested in Oregon for allegedly stealing $584,000 from three investors. In a statement by the City of Eugene Police Department, it is said that the ex-broker,
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February 22, 2012
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Blog, Securities Fraud
According to the Investment News, Grubb & Ellis Co., a U.S. real estate services company, agreed to sell almost all its assets to BGC Partners Inc. and filed for bankruptcy protection. According to the report, Grubb & Ellis listed assets of as much as $500 million and liabilities of up to the same amount in
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February 20, 2012
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Blog, Securities Fraud
It is being reported by the Investment News that UBS is going after two former financial advisors for allegedly taking client information with them when they left the firm to join a competitor. According to the report, financial adviser David Kinnear and his partner Kathleen Bakas may have to present their computers
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