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May 31, 2012
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Blog, Securities Fraud
Have you suffered investment losses in a Sun 1031 tenant in common investment? If so, The White Law Group may be able to help you recover your losses through FINRA arbitration. The White Law Group is investigating potential securities fraud claims involving broker-dealers’ improper recommendation that investors
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May 30, 2012
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Blog, Securities Fraud
According to reports, the Securities and Exchange Commission (SEC) has charged a Miami-based hedge fund advisor for deceiving investors about whether the company’s executives had personally invested in a Latin America-focused hedge fund. The SEC’s investigation found that Quantek Asset Management LLC
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May 29, 2012
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Blog, Securities Fraud
The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Citigroup Global Markets, Inc. $3.5 million for providing inaccurate mortgage performance information, supervisory failures and other violations in connection with subprime residential mortgage-backed securitizations. Issuers of
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May 24, 2012
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Blog, Securities Fraud
It is being reported that the first of potentially hundreds of arbitration cases relating to the sale of Apple REITS by David Lerner Associates Inc. has been decided in favor of claimants Joseph Graziose and Florence Hechtel. Last week, Financial Industry Regulatory Authority Inc. arbitrator Alvin Green apparently
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May 23, 2012
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Blog, Securities Fraud
ICON Leasing Investment Losses Are you concerned about the stability of your Icon Leasing Fund investment? Have you suffered investment losses in an ICON Leasing Fund? If so, The White Law Group may be able to help. It appears that Icon Leasing investors were recently notified that the company has elected to stop
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May 22, 2012
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Blog, Securities Fraud
Pacific Cornerstone Capital Inc. said in a Securities and Exchange Commission filing at the end of February that it was “involved with an arbitration proceeding before Finra and one Finra investigation.” It didn’t state the specifics of the investigation in the filing, the firm’s annual report of
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May 21, 2012
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Blog, Securities Fraud
Have you suffered investment losses in a SCI Real Estate Investments, LLC’s TIC or other real estate offerings? If so, The White Law Group may be able to help you recover your losses through FINRA arbitration. The White Law Group is investigating the liability that FINRA registered brokerage firms may have for
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May 21, 2012
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Blog, Securities Fraud
According to reports, a Valparaiso, Indiana financial advisor is facing a year in prison after pleading guilty to wire fraud. The advisor, Jennifer Guelinas, allegedly made unauthorized transfers of more than half a million dollars from a client’s account while working as a financial advisor in the Valporaiso
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May 19, 2012
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Blog, Securities Fraud
FINRA recently announced that it has added features to its CRD Broker Check system to help users more easily access broker-dealer and investment adviser registration information. According to the FINRA announcement, users now have: – centralized access to licensing and registration information on current and
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May 18, 2012
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Blog, Securities Fraud
Have you suffered investment losses in Healthcare Trust of America, Inc.? If so, The White Law Group may be able to help you recover your losses through FINRA arbitration. The White Law Group is investigating potential securities fraud claims involving broker-dealers’ improper recommendation that investors
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