Month: July 2012
Apari US, LLC fined by NFA
National Futures Association (NFA) has ordered Alpari US, LLC, a futures commission merchant and forex dealer located in New York City, to...
Buyback Program, Share Value Likely to be a Long-term Concern for Healthcare Trust of America REIT Investors
Healthcare Trust of America (“HTA”) recently published a press release announcing the results of their “Dutch Auction” style...
KBS REIT Class Action Withdrawn
KBS REIT Investment Losses According to reports, a class action against KBS REIT has been withdrawn. In May, investors lead by plaintiff...
New Offering, Redemption Plan Coming for Dividend Capital REIT Investments
Since our last post on Dividend Capital, LLC and the Dividend Capital Total Realty Trust, The White Law Group has heard from a number of...
Mizuho Securities Charged by SEC over CDO Sales
The Securities and Exchange Commission recently charged the U.S. investment banking subsidiary of Japan-based Mizuho Financial Group and...
Fidelity Settles FINRA Charges for Ultra Short Bond Fund
According to an Investment News report, Fidelity has agreed to settle with Finra and pay a $375,000 fine over alleged sales violations...
