August, 2012
Archive

August 31, 2012

FINRA fines Rodman & Renshaw

The Financial Industry Regulatory Authority (FINRA) recently announced that it has

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August 30, 2012

CFP Revocations Announced

According to a report in Financial Advisor magazine, the Certified Financial Planner

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August 29, 2012

Cole Credit Property Trust II Going Public?

According to reports, another non-traded REIT, Cole Credit Property Trust II, is in

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August 28, 2012

Merrill Lynch Deferred Compensation Class Action Settlement

According to reports in Reuters, Merrill Lynch has agreed to a proposed $40 million

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Magellan Midstream Partners LP Investment Losses updated 3/11/20Top Securities Fraud Attorneys, The White Law Group August 28, 2012

Update on Investigation into Icon Leasing Fund Eleven

Icon Leasing Fund Eleven Investment Losses We continue to receive calls from people

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August 23, 2012

Sobering study about financial abuse of seniors

According to a recent survey of 2,649 financial planners conducted by the nonprofit

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August 23, 2012

More Bad News for Behringer Harvard Strategic Opportunity Fund Investors

According to a report in the Investment News, Behringer Harvard Holdings LLC, the

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August 20, 2012

Investigation into Merrill Lynch financial advisor James Ryan Lanier

Have you been defrauded by Merrill Lynch financial advisor James Ryan Lanier?  If

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August 16, 2012

SEC announcement regarding Bellwether securities

On August 15, 2012, the Securities and Exchange Commission issued an Order

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August 15, 2012

SEC fines Wells Fargo over mortgage-backed securities' sales.

According to reports, Wells Fargo has agreed to pay $6.5 million to settle SEC

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