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Month: September 2012

Blog, Securities Fraud Articles

SEC Charges Connecticut Financial Advisor with Stealing

The Securities and Exchange Commission recently charged Stephen B. Blankenship, a Connecticut financial advisor, with stealing at least...

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Blog, Securities Fraud Articles

ProShares Class Action Lawsuit Dismissed

It is being reported that a class action lawsuit over leveraged and inverse exchange-traded funds against ProShares has been dismissed. The...

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Blog, Securities Fraud Articles

SEC accuses 3 former JP Turner Brokers of Churning

According to reports, three former JP Turner & Company brokers have been accused by the Securities and Exchange Commission of...

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Blog, Securities Fraud Articles

SEC accuses Western Financial Planning of investment scam

According to reports, the Securities and Exchange Commission has accused a San Diego-based financial planning firm of running a real estate...

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Blog, Securities Fraud Articles

Ray Lucia, Sr. charged by SEC for allegedly misleading investors.

According to reports, Ray Lucia Sr. has been charged by the Securities and Exchange Commission for spreading misleading information about...

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Blog, Securities Fraud Articles

Financial Advisor sued by professional athletes / former clients.

According to reports, several professional athletes are suing their former financial advisor, William Crafton, Jr., as well as various...

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