Month: September 2012
SEC accuses 3 former JP Turner Brokers of Churning
According to reports, three former JP Turner & Company brokers have been accused by the Securities and Exchange Commission of...
SEC accuses Western Financial Planning of investment scam
According to reports, the Securities and Exchange Commission has accused a San Diego-based financial planning firm of running a real estate...
Ray Lucia, Sr. charged by SEC for allegedly misleading investors.
According to reports, Ray Lucia Sr. has been charged by the Securities and Exchange Commission for spreading misleading information about...
Financial Advisor sued by professional athletes / former clients.
According to reports, several professional athletes are suing their former financial advisor, William Crafton, Jr., as well as various...