Month: October 2012
SEC charges four brokers with illegal trading scheme.
The Securities and Exchange Commission recently charged four brokers with illegally overcharging customers $18.7 million by using hidden...
SEC files charges against Pennsylvania financial advisor
The Securities and Exchange Commission recently announce that it has filed civil and criminal charges against a Pennsylvania man accused of...
FINRA Steps Up Investigations Into Nontraded REITs
According to an Investment News report, nontraded REITs and potential shortcomings in how broker-dealers sell them are once again in the...
North Dakota Securities Fraud Attorney
With the oil boom hitting North Dakota and the sudden uptick of overnight millionaires in the area has come the increase in securities...
Recovery of Scott Pionk Ponzi Scheme Losses
Have you suffered investment losses in the Scott Pionk ponzi scheme? If so, The White Law Group may be able to help you recover your...
