November, 2012
Archive

November 14, 2012

SEC upholds FINRA decision involving Robert D. Tucker

The Securities and Exchange Commission (the “SEC”) recently sustained

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November 13, 2012

Bad News for TNP Strategic Retail Trust Investors?

It is being reported that Thompson National Properties LLC has ducked a default on

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November 12, 2012

Medical Capital class action against Hantz Financial

According to reports, Hantz Financial is still contending with the fallout from

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November 9, 2012

SEC Charges Baton Rouge-Based Investment Adviser With Hiding Losses from...

The Securities and Exchange Commission (the “SEC”) recently announces

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November 8, 2012

Municipal Bonds – the next big wave of litigation?

It used to be that municipal bonds were one of the safest investments that a

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November 7, 2012

Chicago Securities Arbitration Attorney

The White Law Group is a national securities fraud, securities arbitration, investor

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November 6, 2012

FINRA investigating WR Rice's sales of limited partnership interests.

FINRA recently announced that it has filed a Temporary Cease-and-Desist Order (TCDO)

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November 5, 2012

United Planners Censured, Fined over Supervisory Failure on variable annuities

United Planners Financial Services of America, based in Scottsdale, Ariz., was

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November 2, 2012

Recovery of Bernstein Global Diversified Strategies Losses

Have you suffered losses in the Bernstein Global Diversified Strategies Hedge

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November 2, 2012

Recovery of Bernstein Multi Strategy Fixed Income Hedge Fund Losses

Have you suffered losses in the Bernstein Multi Strategy Fixed Income Hedge Fund? 

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