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March 27, 2013
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Blog, Securities Fraud
Have you suffered losses investing in Silver Oak Leasing? If so, the securities attorneys of The White Law Group may be able to assist you. The firm is currently investigating potential FINRA arbitration claims against the broker-dealers that sold investments in Silver Oak Leasing. Silver Oak Leasing, Inc is a
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March 26, 2013
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Publications
Earlier this month, Illinois became the second state ever to be the target of a cease and desist order from the US Securities and Exchange Commission for fraud related to its state-backed securities...
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March 22, 2013
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Blog, Securities Fraud
The White Law Group continues to investigate the sale of RMC Medstone Capital V and RMC Medstone Capital VI promissory notes by brokerage firms who may have failed to perform adequate due diligence when recommending these products to clients. Promissory notes are a form of debt that companies often use to raise
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March 20, 2013
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Blog, Securities Fraud
According to a recent SEC filing, because of loan compliance issues with its lenders, TNP Strategic Retail Trust Inc. will not pay a dividend in the first quarter of 2013 and may not pay any type of distribution for 2013. Based on reports, short-term liquidity issues, including an accelerated maturity date of loans,
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March 18, 2013
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Blog, Securities Fraud
Have you suffered losses as a result of your investment in UBS Willow Fund? If so, the securities lawyers of The White Law Group may be able to help you recovery your losses through a FINRA arbitration claim against the broker-dealer that sold you the investment. According to SEC filings, the UBS Willow Fund is
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March 18, 2013
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Blog, Securities Fraud
Have you suffered investment losses in TNP Strategic Retail Trust or a Thompson National Properties investment? If so, the following information may be of assistance to you. TNP Strategic Retail Trust, Inc is a non-traded REIT sponsored by Thompson National Properties, LLC and launched in 2008. According to their
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March 15, 2013
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Blog, Securities Fraud
According to reports, Inland American Real Estate Trust recently announced that some investors are alleging the REIT’s management failed in its fiduciary responsibility, resulting in false valuations and excess fees being paid to the REIT’s business manager. In its annual report, the REIT stated that two
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March 13, 2013
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Blog, Securities Fraud
According to reports, FINRA is investigating Tony Thompson and his broker-dealer, TNP Securities LLC, for failing to turn over documents to FINRA. By failing to turn over documents to FINRA, Mr. Thompson allegedly violated industry rules that require firms and individuals to produce information upon request. Mr.
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March 12, 2013
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Blog, Securities Fraud
The Securities and Exchange Commission recently charged the State of Illinois with securities fraud, claiming that the state misled municipal bond investors about how the state funded its pension liabilities. It is being reported that the SEC filed an order instituting cease-and-desist proceedings against the state,
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March 7, 2013
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Blog, Securities Fraud
E.S. Financial Services, Inc. (CRD #104316, Miami, Florida) recently submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured and fined $200,000. Without admitting or denying the findings, the firm consented to the described sanctions and to the entry of findings that it served as a
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