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Month: March 2013

Blog, Securities Fraud Articles

March 7, 2013

KMS Financial Services, Inc. fined by FINRA

KMS Financial Services, Inc. (CRD #3866, Seattle, Washington) recently submitted a Letter of Acceptance, Waiver and Consent in which the...

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Blog, Securities Fraud Articles

March 7, 2013

Deutsche Bank Securities Fined

Deutsche Bank Securities Inc. (CRD #2525, New York, New York) recently submitted a Letter of Acceptance, Waiver and Consent in which the...

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Blog, Securities Fraud Articles

March 4, 2013

Cole Credit Property Trust II to Merge with Spirit Realty Capital

Are you concerned about your investment in Cole Credit Property Trust II? If so, the following information may be of some assistance to...

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Blog, Securities Fraud Articles

March 4, 2013

Sala-Multi Series Fund and Foresee Strategies

The White Law Group continues to investigate potential FINRA arbitration claims against the broker-dealers that may have improperly sold...

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