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April 30, 2013
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Blog, Securities Fraud
The White Law Group is investigating fraud allegations against Prim Capital financial adviser Joseph Lombardo and Carolyn Kaufman. According to The Plain Dealer, Prim Capital Corporation is a brokerage firm located near Cleveland, OH that was contracted to manage a $250 million portfolio for the NBA Players
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April 30, 2013
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Blog, Securities Fraud
For nearly two years, the Financial Industry Regulatory Authority (FINRA) has been working on revisions to Rule 2340 which would change how brokerage firms value per-share REITs on client account statements. According to Investment News, FINRA proposed to two options on how brokerage firms could use to
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April 26, 2013
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Blog, Securities Fraud
The White Law Group is investigate the sale of Robeco-Sage Triton Fund, L.L.C., and Robeco-Sage Multi-Strategy TEI Master Fund, L.L.C. by brokerage firms who may have failed to perform adequate due diligence when recommending these products to clients. According to the Robeco website (here), the Arden Sage Trition
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April 26, 2013
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Blog, Securities Fraud
Have you suffered losses in Columbia Property Trust? If so, the securities attorneys of The White Law Group may be able to help you recover your losses through a FINRA arbitration claim. According to its website, Columbia Property Trust is an investment management company with a $5+ billion portfolio comprising of
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April 25, 2013
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Blog, Securities Fraud
The White Law Group is investigating potential claims against the brokerage firms that employed Neil C. Winterrowd. If you suffered losses as a result of your dealings with Winterrowd you may be able to recovery your investment losses by filing a claim with the Financial Industry Regulatory Authority (FINRA). On
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April 25, 2013
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Blog, Securities Fraud
The following is a brief breakdown of the FINRA Eligibility Rule and caselaw applicable to its application: FINRA Rule 12206 reads as follows: “12206. Time Limits (a) Time Limitation on Submission of Claims No claim shall be eligible for submission to arbitration under the Code where six years have elapsed from
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April 24, 2013
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Blog, Securities Fraud
Have you suffered substantial losses in oil and gas private placements with South Central Region Private Limited Partnership, Discovery Oil & Gas Partners, or Gulf Coast Rig and Equipment? If so, the securities fraud attorneys at The White Law group may be able to help you recover your losses through FINRA
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April 22, 2013
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Blog, Securities Fraud
According to Investment News TNP Strategic Retail Trust REIT fired their accounting firm, McGaldrey, LLP, on April 15th for failing to file two “reportable events” with the SEC last year. “McGladrey notified the REIT last August “that it would no longer be able to rely upon the representation
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April 17, 2013
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Blog, Securities Fraud
According to the Augusta Chronicle, the Attorney General has filed a temporary restraining order to freeze the bank accounts of Jonathan Brooks, J. Brooks Financial Inc., Brooks Holdings, and Compass Academy. Brooks’ “is accused of violating securities regulations, including selling unregistered
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April 16, 2013
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Blog, Securities Fraud
Cypress Equipment Leasing Investment Losses Have you suffered losses in a Cypress Equipment Leasing Fund private placement investment? If so, the securities attorneys of The White Law Group may be able to help you recover your losses. Investors in Cypress Income Fund II recently received a letter from Wells Fargo
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