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June 27, 2013
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Blog, Securities Fraud
According to the Financial Industry Regulatory Authority (FINRA), StateTrust Investment Inc has been fined $1.045 million by FINRA and ordered to pay more than $353,000 in restitution to customers for charging excessive markups and markdowns in fraudulent corporate bond transactions. In addition, FINRA fined the
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June 25, 2013
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Blog, Securities Fraud
If you suffered losses investing with Robert A. Gist (“Bob” Gist), the securities attorneys of The White Law Group may be able to help you recover your investment losses. According to the Securities and Exchange Commission’s (SEC) press release, Robert Gist is facing securities fraud charges alleging
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June 24, 2013
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Blog, Securities Fraud
Were you a victim of a securities fraud orchestrated by broker Jeffrey Kelly? If so, the securities attorneys of The White Law Group may be able to help you recover your investment losses. According to the FBI’s press release, Jeffrey G. Kelly admitted to running a investment fraud scheme between 2006 and
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June 24, 2013
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Blog, Securities Fraud
According to the FBI, Brian Anthony Bjork pled guilty to wire fraud and was sentenced to 52 months in prison. During the plea hearing, Bjork apparently admitted to a complex scheme of fraudulent conduct. According to the FBI release, Bjork defrauded more than 1 million from investors, including family friends
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June 21, 2013
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Blog, Securities Fraud
Investigation of Reef-Gumbo II The White Law Group is investigating the sale of joint venture interests in Reef-Gumbo II, Sweet Bay, and Grand Lake JV (“Reef-Gumbo II”) by brokerage firms who may have failed to perform adequate due diligence when recommending these products to clients. According to
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June 20, 2013
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Blog, Securities Fraud
The White Law Group is investigating yet another Reef Oil and Gas partnership. Reports from some investors claim the Reef Lake Arthur Deep Joint Venture was capped soon after it was registered in 2010. Many investors may have suffered complete loss of their investment. According to their website, “Reef is a leader
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June 19, 2013
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Blog, Securities Fraud
Have you suffered losses as a result of your dealings with Maxwell B. Smith and Health Care Financial Partners? If so the securities attorneys of The White Law Group may be able to help. According to reports, New Jersey financial advisor and broker, Maxwell B. Smith, was sentenced to seven years in prison for
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June 13, 2013
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Blog, Securities Fraud
Investigation of Noble Royalties Have you suffered substantial losses in your investment with Noble Royalties? If so, the securities fraud attorneys at The White Law Group may be able to help you recover your losses. According to Noble Royalties website, the company specializes in the acquisition, funding and
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June 13, 2013
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Blog, Securities Fraud
When disclosing the risk of a particular bond offering, a financial advisor must make the investor fully aware of the following risks associated with all bonds: (1) Inflationary risk – i.e., the risk that fixed-income investments historically underperform other investments during times of inflation; (2) Credit risk
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June 13, 2013
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Blog, Securities Fraud
According to reports, a former chief financial officer of Thompson National Properties was recently suspended for five months from the securities industry for failing to conduct adequate and independent due diligence into an array of Thompson’s real estate deals. According to a FINRA Order, FINRA recently
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