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October 31, 2013
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Blog, Securities Fraud
The White Law Group continues to investigate potential claims involving the UBS Puerto Rico Bond crisis and to file claims on behalf of investors who have suffered losses as a result of their investments in the UBS Family of Puerto Rico Funds. According the The Bond Buyer, Chief administrative law judge, Brenda P.
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October 30, 2013
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Blog, Securities Fraud
According to a recent Investment News report, UBS has put a cost on its brokerage’s bet on Puerto Rico at $41 million. Apparently, in its third-quarter earnings report released Tuesday, UBS said it took a $20 million trading loss and $21 million in credit losses connected to loans that were backed by Puerto
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October 28, 2013
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Blog, Securities Fraud
According to Investment News, well-known Hollywood broker Bambi Holzer is facing charges from the Financial Industry Regulatory Authority (FINRA). Ms. Holzer allegedly lied about the net worth of several clients when she sold private placements issued by Provident Royalties. According to the complaint, “In the
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October 24, 2013
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Blog, Securities Fraud
With all the news swirling around about UBS’s family of Puerto Rico Funds and the losses that people have suffered, many investors are concerned about their investments. UBS provides a weekly update on the Net Asset Value (NAV) of certain of these funds. Specifically, the Banco Popular de Puerto Rico
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October 23, 2013
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Blog, Securities Fraud
Brokerage firms almost always defend FINRA arbitration cases in the same way – (1) the disclosure defense, (2) blaming you, and (3) blaming the economy. Firms never take responsibility for their own actions but will spend tons of time talking about how the investor should take responsibility for their actions.
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October 23, 2013
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Blog, Securities Fraud
High Risk Alternative Investments If you suffered losses in any of these high risk alternative investments, the attorneys of The White Law Group may be able to help. The White Law Group continues to investigate the liability that brokerage firms may have for unsuitably recommending that their clients invest in high
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October 22, 2013
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Publications
On Tuesday, White Law Group filed an arbitration case with FINRA for a single investor claiming more than $450 million in losses. The firm claims UBS engaged in fraud, breach of fiduciary duty, negligence, and negligent supervision, according to a press release...
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October 22, 2013
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Blog, Securities Fraud
For the full press release, visit: http://www.prlog.org/12229866-finra-arbitration-filed-against-ubs-to-recover-puerto-rico-fund-losses.html
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October 21, 2013
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Blog, Current Investigations, Securities Fraud
Have you suffered investment losses in a UBS Puerto Rico Fund investment? If so, The White Law Group may be able to help you recover your losses through a FINRA arbitration claim against the brokerage firm that sold you the investment. The White Law Group is investigating the liability that FINRA registered
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October 20, 2013
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Blog, Securities Fraud
The White Law Group is investigating the liability that FINRA registered broker-dealers may have for recommending risky closed-end municipal bond fund investments like the UBS Puerto Rico Family of Funds According to a recent Investment News report, UBS’s proprietary closed-end bond funds in its Puerto Rico family
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