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Month: October 2013

Blog, Securities Fraud Articles

October 3, 2013

CFTC Files Charges Against Micheal J. Siegel

The Commodities Futures Trading Commission (CFTC) filed a lawsuit against two California firms, TOTE Fund LLC (TOTE) and MJS Capital...

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Blog, Securities Fraud Articles

October 2, 2013

FINRA announces charges against John Carris Investments

The Financial Industry Regulatory Authority (FINRA) recently announced various charges against brokerage firm John Carris Investments....

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