FINRA’s was investigating Supanik’s termination from his member firm, The O.N. Equity Sales Company. In FINRA’s complaint, Supanik was apparently terminated for making the alleged transaction after the clients death, which he failed to disclose to his firm.
If you suffered investment losses as a result of your dealings with Bruce F. Supanik and and would like to discuss your litigation options, please call the securities attorney of The White Law Group at (312) 238-9650 for a free consultation.
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida.
To learn more about The White Law Group, visit www.WhiteSecuritesLaw.com.