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May 30, 2014
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Blog, Securities Fraud
FINRA recently announced that Wade James Lawrence (CRD #4512225, Registered Representative, Dallas, Texas) has been barred from association with any FINRA member in any capacity. According to the notice, without admitting or denying the findings, Lawrence consented to the described sanction and to the entry of
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May 30, 2014
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Blog, Securities Fraud
FINRA recently announced that Mark Raymond Talley (CRD #4969783, Registered Representative, Ft. Mitchell, Kentucky) has been barred from association with any FINRA member in any capacity. According to the FINRA notice, without admitting or denying the allegations, Talley consented to the described sanction and to the
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May 30, 2014
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Blog, Securities Fraud
FINRA recently announced that William Bradford Coolidge (CRD #1636957, Registered Representative, Cordova, Tennessee) has been barred from association with any FINRA member in any capacity. According to the FINRA notice, without admitting or denying the findings, Coolidge consented to the described sanction and to the
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May 30, 2014
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Blog, Securities Fraud
The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined LPL Financial LLC $950,000 for supervisory deficiencies related to the sales of alternative investment products, including non-traded real estate investment trusts (REITs), oil and gas partnerships, business development companies
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May 30, 2014
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Blog, Securities Fraud
FINRA recently announced that it has barred Jeremy Gerald Tintle (CRD #2817173, Hawley, Pennsylvania) from association with any FINRA member in any capacity. The FINRA notice stated that, without admitting or denying the allegations, Tintle consented to the described sanction and to the entry of findings that he
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May 30, 2014
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Blog, Securities Fraud
FINRA recently announced that it has barred Daniel Howard Glick (CRD #2175655, Chicago, Illinois) from association with any FINRA member in any capacity. The FINRA notice stated that, without admitting or denying the findings, Glick consented to the sanction and to the entry of findings that in the course of an
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May 29, 2014
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Blog, Securities Fraud
Have you incurred investment losses as a result of your dealings with Timothy Damien Moran? If so, The White Law Group may be able to help you recover your losses through a FINRA arbitration claim. According to the Financial Industry Regulatory Authority (FINRA), former Arizona broker, Timothy Damien Moran, has been
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May 29, 2014
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Blog, Securities Fraud
Have you suffered losses as a result of investments purchased through former broker Jeffrey Dean Schrader? If so, The White Law Group may be able to help recover your losses through a FINRA arbitration claim against the brokerage firm that employed Schrader. The Financial Industry Regulatory Authority (FINRA) has
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May 28, 2014
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Blog, Securities Fraud
KBS REIT II Investment Losses According to Investment News, investors in KBS REIT II should be on the lookout for a one time dividend payment following the sale of a large office building for $850 million. The company said in a filing with the Securities and Exchange Commission that if it completes the sale of
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May 23, 2014
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Blog, Securities Fraud
Have you suffered investment losses investing with former Utah broker, Steven B. Heinz? If so, The White Law Group may be able to help you recover your investment losses. According to the Securities and Exchange Commission (SEC), Steven Heinz consented to all the material facts the SEC alleged in a civil suit action,
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