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Month: June 2014

Blog, Securities Fraud Articles

June 19, 2014

Former FINRA Broker in Hot Water

Did you invest with former Purshe Kaplan Sterling Investments broker, Scott Valente? If so, The White Law Group may be able to help you...

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Blog, Securities Fraud Articles

June 18, 2014

William Lewis Tatro IV barred from securities industry.

According to a FINRA Disciplinary Action disclosure, William Lewis Tatro IV (CRD #808176, Newark, New York) recently was barred from...

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Blog, Securities Fraud Articles

June 18, 2014

Michael Thomas Lombardo barred from securities industry.

According to a FINRA Disciplinary Action disclosure, Michael Thomas Lombardo (CRD #4091665, Stamford, Connecticut) recently submitted a...

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Blog, Securities Fraud Articles

June 18, 2014

James O’Neal Lampier barred from securities industry.

According to a FINRA Disciplinary Action disclosure, Jason O’Neal Lampier (CRD #5343593, Murphy, Texas) recently submitted an Offer of...

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Blog, Securities Fraud Articles

June 18, 2014

Eduardo Guillermo Diaz barred from securities industry.

According to a FINRA Disciplinary Action disclosure, Eduardo Guillermo Diaz (CRD #1621873, Ocean Springs, Mississippi) recently submitted...

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Blog, Securities Fraud Articles

June 18, 2014

Christopher Somes Babcock barred from securities industry.

According to a FINRA Disciplinary Action disclosure, Christopher Somes Babcock (CRD #5004907, Wayne, Pennsylvania) recently submitted a...

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