Month: September 2014
Jay John Soojian barred from securities industry.
In a recent disciplinary action announcement, FINRA announced that Jay John Soojian (CRD #2768599, Wayne, New Jersey) submitted a Letter of...
Dennis Keith Karasik barred from securities industry.
In a recent disciplinary action announcement, FINRA announced that Dennis Keith Karasik (CRD #1227463, Reisterstown, Maryland) submitted a...
Douglas Eric Hampton barred from securities industry.
In a recent disciplinary action announcement, FINRA announced that Douglas Eric Hampton (CRD #2797816, Uniontown, Ohio) submitted a Letter...
Henry Xavier Carrillo barred from securities industry.
In a recent disciplinary action announcement, FINRA announced that Henry Xavier Carrillo (CRD #2871341, Woodridge, Illinois) submitted a...
Investigation into CNL Senior Housing V
The White Law Group is investigating the potential recovery of investment losses in CNL Senior Housing V. According to files with the...
Christopher Bradford Birli and Patrick Walker Chapin barred from securities industry.
In a recent disciplinary action announcement, FINRA announced that Christopher Bradford Birli (CRD #4366441, Buffalo, New York) and Patrick...
