Month: September 2014
Triple Leveraged Inverse ETF's
Have you suffered losses investing in a leveraged or inverse ETF’s such as a Direxion triple leveraged inverse ETF? If so, the White...
Donna Tucker Charged with Fraud
According to Credit Union Times, the Securities and Exchange Commission (SEC) charged broker Donna J Tucker with defrauding elderly clients...
Blake Richards Fined for Investment Scam
FA-Mag.com reports that a former LPL broker, Blake Richards, has been order by a federal judge in Georgia to pay nearly $2 million in...
Financial Advisor Accused of Forgery
According to the Pocono Record, the Financial Industry Regulatory Authority (FINRA) has accused insurance broker, Anthony Diaz, of...
