Month: February 2015
Jamie David Pope barred from securities industry
Jamie David Pope (CRD #4172805, Winter Park, Florida) recently submitted an AWC in which he was barred from association with any FINRA...
James Mark McLaughlin barred from securities industry
James Mark McLaughlin (CRD #1925099, Westover, Alabama) recently submitted an AWC in which he was barred from association with any FINRA...
Patrick Richard Harrison barred from securities industry
Patrick Richard Harrison (CRD #4976695, Fircrest, Washington) recently submitted an AWC in which he was barred from association with any...
John Charles Hanson barred from securities industry
John Charles Hanson (CRD #2420584, Spokane, Washington) recently submitted an AWC in which he was barred from association with any FINRA...
Michael Evangelista barred from FINRA
Michael Christopher Evangelista (CRD #2361644, West Chester, Pennsylvania) recently submitted an AWC in which he was barred from...
