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March 31, 2015
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Blog, Securities Fraud
Have you suffered losses investing in Puda Coal? If so, the securities attorneys of The White Law Group may be able to help you recover those losses in a FINRA arbitration claim against the broker-dealer that recommended the investment to you. At least one firm involved in the sale of Puda Coal was recently
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March 30, 2015
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Blog, Securities Fraud
According to reports, the Financial Industry Regulatory Authority Inc. (Finra) recently issued six-figure fines to three brokerages for lapses in supervising reports to clients that summarize all their assets, including those not handled at the firms. The regulator reportedly cited concerns about the potential for the
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March 30, 2015
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Blog, Securities Fraud
Merrill Lynch recently agreed to pay a $2.5 million fine in Massachusetts to settle charges that it failed to follow its own compliance rules. Secretary of the Commonwealth William Galvin accused Merrill, Lynch, Pierce, Fenner & Smith of failing to supervise employees properly when the company made two
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March 25, 2015
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Blog, Securities Fraud
Have you suffered investment losses in TIER REIT ? If so, the securities attorneys of The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. The trouble with real estate investment trusts (REITs), like TIER
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March 25, 2015
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Blog, Securities Fraud
KBS Real Estate Investment Trust – Investment Losses Have you suffered investment losses in KBS Real Estate Investment Trust ? If so, the securities attorneys of The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the
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March 25, 2015
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Blog, Securities Fraud
Have you suffered investment losses in Inland American Real Estate ? If so, the securities attorneys of The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. The trouble with real estate investment trusts
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March 25, 2015
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Blog, Securities Fraud
CNL Lifestyle Properties Investment Losses Have you suffered investment losses in CNL Lifestyle Properties? If so, the securities attorneys of The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. The trouble
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March 25, 2015
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Blog, Securities Fraud
CNL Growth Properties Investment Losses Have you suffered investment losses in CNL Growth Properties? If so, the securities attorneys of The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment.The trouble with
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March 24, 2015
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Blog, Securities Fraud
According to the Virginian Pilot, former broker Jeffrey Scott Davis of Virginia Beach was sentenced in U.S. District Court to 4 1/2 years in prison for stealing nearly $200,000 from five other elderly clients. The report alleged that Davis embezzled from the elderly clients accounts and used the funds to pay for his
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March 20, 2015
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Blog, Securities Fraud
According to the associated press, former broker Mary Faher has been sentenced from 23 months to 10 years for her role in an alleged ponzi scheme. Faher worked for the investment company Diversified, which was accused of operating a ponzi scheme. The Attorney General’s office alleged that, beginning in 2009, Joel
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