June, 2015
Archive

June 17, 2015

Cabot Investment Properties Principals Arrested

The White Law Group continues to investigate the liability that brokerage firms may

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June 15, 2015

FINRA files complaint against former UBS Broker.

The Financial Industry Regulatory Authority Inc. recently filed a complaint against

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June 12, 2015

LEAF Equipment Fund 4 Liquidity Event 

Have you suffered losses investing in LEAF Equipment Fund 4? If so, the securities

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June 11, 2015

Investigation involving Frederick E. Monroe Jr.

The White Law Group is investigating the alleged actions of Frederick E. Monroe Jr.

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June 10, 2015

Primer on FINRA Rule 12206 regarding Eligibility

The following is a primer on FINRA’s Eligibility Rule (FINRA Rule 12206) and

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June 10, 2015

Arkansas filed complaint against New York financial advisor over Verso...

According to the Arkansas Securities Commissioner, Niaz Elmazi (a New York resident

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June 4, 2015

Three Advisors suspended over relationship with Signal Point Asset Management

The White Law Group is investigating claims regarding John Wendland Handy Jr. (CRD

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June 4, 2015

Broker Kristen Hawkins Sentenced to Prison

Did you suffer investment losses as a result of your dealings with Virginia broker

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June 4, 2015

Investigation into Mark Preston French Bullion Investment

According to the US attorney’s Office Southern District of Ohio, former

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June 2, 2015

Phil Donnahue Williams Alleged Ponzi Scheme

The Securities and Exchange Commission (SEC) has charged Miami broker, Phil Donnahue

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