-
July 31, 2015
Comments (0)
Blog, Securities Fraud
The Securities and Exchange Commission (SEC) recently announced they recently awarded a multi-million dollar payout to a whistleblower. The $3 million payout was the program’s third largest award. The whistleblower provided the SEC with specific and detailed information that helped the SEC crack a complex fraud,
Read More »
-
July 31, 2015
Comments (0)
Blog
Cetera Financial Group, which owns the independent broker-dealer industry’s largest network group, is closing down one of its broker-dealers, J.P. Turner & Co., a firm that has recently become known as a large seller of alternative investments such as nontraded REITs. Cetera is reportedly inviting about
Read More »
-
July 30, 2015
Comments (0)
Blog, Securities Fraud
Investigation Update Morgan Stanley has been ordered to pay $2.4 million to investors due allegations of unauthorized and excessive trading on client accounts. The investors included a group of physicians and their family members. All were clients of former Morgan Stanley broker Steven Mark Wyatt. Wyatt allegedly sold
Read More »
-
July 30, 2015
Comments (0)
Blog, Securities Fraud
The price of crude oil is on the decline again and experts in the industry are starting to worry. If the oil prices remain low for a prolonged time, companies will likely have to operate at a marginal loss. Companies that don’t have enough money to weather the low prices may even face bankruptcy. Due to
Read More »
-
July 28, 2015
Comments (0)
Blog, Securities Fraud
Have you suffered investment losses in a Oak Park Office Center tenant-in-common (TIC)? If so, The White Law Group may be able to help you recover your losses through a FINRA arbitration claim against the brokerage firm that recommended the investment. A TIC investment is when a property is sold to multiple investors
Read More »
-
July 28, 2015
Comments (0)
Blog, Securities Fraud
Have you suffered investment losses in a 1600 Barberry Lane – TIC investment? If so, The White Law Group may be able to help you recover your losses through FINRA arbitration. The White Law Group is investigating potential securities fraud claims against the broker-dealers that improperly or unsuitably
Read More »
-
July 28, 2015
Comments (0)
Blog, Securities Fraud
Have you suffered investment losses in LLC? The White Law Group may be able to help. The White Law Group is investigating potential securities fraud claims on behalf of investors involving various broker-dealers’ recommendation that investors purchase risky private placements. Unfortunately many investors were not
Read More »
-
July 28, 2015
Comments (0)
Blog, Securities Fraud
Have you suffered losses investing in Rainier Income & Growth Fund III? If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration claim against the brokerage firm that recommended the investment. The White Law Group is investigating potential
Read More »
-
July 27, 2015
Comments (0)
Blog, Securities Fraud
Royal Alliance Associate Inc., is one of four subsidiary broker-dealers of AIG Advisor Group. It has been ordered to pay $1.4 million to three separate retired investors due allegations of negligence while supervising sales of nontraded real estate investment, trusts, and variable annuities. The retirees, who were all
Read More »
-
July 27, 2015
Comments (0)
Blog, Securities Fraud
According to reports, as some “alternative” mutual funds are experiencing popularity, hedge funds are hoping to profit. These “alternative” funds and some bond exchange-traded funds are apparently facing an upswing among individual investors and especially retirees. The reports indicate that financial advisers
Read More »
