Month: July 2015
**Update** SEC Files Civil Complaint against Patrick Churchville
On June 2, 2015 the federal court in Rhode Island entered an order imposing an asset freeze against the defendants ClearPath Wealth...
Investment News: Wells Fargo faces major test..
A Wells Fargo Advisors client has asked arbitrators to recover money he says he lost investing with F-Squared Investments Inc., his lawyer said Wednesday, testing whether investors can challenge brokerage firms who sold the troubled asset manager’s products…