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October 30, 2015
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Blog, Securities Fraud
Have you suffered losses in Patriot Coal bonds? If so, the securities attorneys of The White Law Group may be able to help you recover your losses with a FINRA arbitration claim against the brokerage firm that recommended the bonds to you. Founded in 2007, Patriot Coal Corporation is a coal-mining company based in St.
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October 30, 2015
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Blog, Podcasts, Securities Fraud
Wall Street V. Main Street Podcast – Episode 3 – Oil and Gas Limited Partnerships The following is a transcription of a recent episode of Wall Street vs. Main Street, a radio show hosted by the firm’s managing partner D.
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October 30, 2015
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Blog, Securities Fraud
Have you suffered losses in Magnetation LLC bonds? If so, the securities attorneys of The White Law Group may be able to help you recover your losses with a FINRA arbitration claim against the brokerage firm that recommended the bonds to you. Founded in 2006, Magnetation recovers iron ore left behind from decade old
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October 30, 2015
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Blog, Securities Fraud
Five brokerage firms were ordered to reimburse clients more than $18 million for overcharges associated with certain mutual funds. The Financial Industry Regulatory Authority found that the firms failed to waive mutual fund sales charges for eligible charitable organizations and retirement accounts. Without admitting
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October 28, 2015
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Blog, Securities Fraud
The Securities and Exchange Commission recently announced that UBS Willow Management LLC and UBS Fund Advisor LLC agreed to pay $17.5 million to settle charges for their roles in failing to disclose investment strategy changes in the UBS Willow Fund, LLC. More than $13 million of the settlement will be returned to
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October 28, 2015
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Blog, Securities Fraud
The Massachusetts securities division has reportedly filed an administrative complaint against Fidelity Brokerage Services alleging the firm allowed unregistered individuals to act as investment advisors. According to FA-Mag.com, the securities division complaint alleges that Fidelity allowed more than a dozen
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October 16, 2015
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Blog, Securities Fraud
Charlotte hedge fund manager, Lonny Scott Bernath, has been Charged by the Securities and Exchange Commission with defrauding investors in three hedge funds. According to the SEC’s complaint, Bernath allegedly directed three funds managed by his investment advisory firm, Headline Investment Management, to make
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October 16, 2015
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Blog, Securities Fraud
Have you suffered losses with UBS broker Antonio A. Lopez Villafane? If so, the securities attorneys of The White Law Group may be able to help you recover your losses through a FINRA arbitration claim. The White Law Group continues to investigate the liability that UBS may have for improperly recommending its Puerto
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October 16, 2015
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Blog, Securities Fraud
Have you suffered investment losses in Landmark Apartment Trust? If so, the securities attorneys of The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. According to a letter from Mackenzie Realty Capital, a
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October 16, 2015
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Blog, Securities Fraud
Have you suffered losses with UBS broker Ramon M. Almonte? If so, the securities attorneys of The White Law Group may be able to help you recover your losses through a FINRA arbitration claim. The White Law Group continues to investigate the liability that UBS may have for improperly recommending its Puerto Rico
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