Month: October 2015
Dawn Bennett Facing Fraud Charges
Investigating Claims – Dawn Bennett Fraud Charges The Securities Exchange Commission (SEC) has charged Maryland broker Dawn Bennett...
22 Firms Sanctioned for Improper Bond Offerings
The Securities and Exchange Commission (SEC) has issued enforcement actions against 22 municipal underwriting firms for violations in...
ContinuityX Solutions Investigation
Two former executives of ContinuityX Solutions, David P. Godwin and Anthony G. Roth, were recently charged by the Securities Exchange...
SEC Investigates Lee Dana Weiss
The Securities and Exchange Commission recently filed charges against Family Endowment Partners LP (FEP) and the owner, Lee Dana Weiss, for...