According to a recent FINRA disciplinary announcement, Jeffrey Scott Ingros (CRD #2091822, Beaver, Pennsylvania) has submitted an AWC in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Ingros consented to the sanction and to the entry of findings that he refused to appear for FINRA on-the-record testimony during its investigation into allegations against him, including that he accepted undisclosed loans from customers and engaged in outside business activities.
For the full FINRA findings, see FINRA Case #2013039166001.
According to Ingros’ FINRA BrokerCheck, he was employed by RAYMOND JAMES FINANCIAL SERVICES, INC from 11/2013 – 02/2016 and MERRILL LYNCH from 05/2007 – 11/2013.
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