According to FINRA, Scott F. Goldman (CRD #1682329, Arlington Heights, IL) has been suspended from the securities industry for allegedly recommending an investment strategy to an elderly customer that was unsuitable because it purportedly concentrated her in risky, leveraged precious metal products.
For FINRA’s full findings see FINRA case # 2013036819901.
According to FINRA Broker Check, Goldman was previously registered with H. Beck in Arlington Heights, IL from 01/07/2010 – 05/18/2016. He is currently registered with Cambridge Investment Research in Arlington Heights, IL. He appears to have six customer disputes listed on his Broker Check report including allegations of misrepresentation, unsuitable investments, failure to supervise, breach of fiduciary duty, and poor advice.
The foregoing information, which is all publicly available, is being provided by The White Law Group. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.
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