January, 2017
Archive

  • Kenneth Wlosek Suspended

    January 31, 2017 Comments (0) Blog

    Kenneth Wlosek – Financial Advisor According to FINRA, Kenneth Wlosek (CRD#: 1271626) was recently suspended from the securities industry for nine months and fined $10,000. FINRA alleges Wlosek willfully failed to disclose on his Form U4 five federal tax liens, a state tax lien and a civil judgment that had

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  • LPL Financial to pay $3.7 Million

    LPL Financial

    January 30, 2017 Comments (0) Current Investigations

    Investment Losses with LPL Financial and Roger Zullo LPL Financial was ordered Monday to pay up to $3.7 million in restitution and fines to investors as a result of an investigation into sales of unsuitable variable annuities by a former top-producing adviser based in Boston, according to the complaint. As we told

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  • Morgan Stanley Discharges NYC Broker Michael Paesano

    Michael Paesano

    January 30, 2017 Comments (0) Current Investigations

    NYC Broker Michael Paesano Dismissed The White Law Group is investigating claims involving NYC broker Michael Paesano. According to reports, Morgan Stanley Wealth Management dismissed Michael F. Paesano, a high-producing New York City team leader after his client trading activities were reportedly being investigated

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  • Carey Credit Income Fund 2016 T Investment Losses

    Carey Credit Income Fund 2016 T

    January 27, 2017 Comments (0) Current Investigations

    Investment Losses in Carey Credit Income Fund 2016 T Are you concerned about investment losses in Carey Credit Income Fund 2016 T? If so, The White Law Group may be able to help you recover your losses through FINRA Arbitration. According to their website, Carey Credit Income Fund’s current offerings, Carey

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  • UDF IV Appeal Dismissed

    UDF IV

    January 27, 2017 Comments (0) Current Investigations

    More Bad New for United Development Funding IV Are you concerned about investment losses in United Development Funding IV (UDF IV)? If so, The White Law Group may be able to help you recover your losses through FINRA Arbitration. UDF IV is a nontraded REIT that listed on Nasdaq in June 2014. It was sold to …

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  • Strategic Storage Trust II, Inc. Investment Losses

    Strategic Storage Trust II

    January 27, 2017 Comments (0) Current Investigations

    Strategic Storage Trust II is a Non-traded REIT Have you suffered investment losses in Strategic Storage Trust II? If so, the securities attorneys of The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment.

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  • SEC Charges Two Former Och-Ziff Execs

    Och-Ziff

    January 27, 2017 Comments (0) Blog

    Och-Ziff Investment Losses Are you concerned about investment losses with Och-Ziff Capital Management? If so, The White Law Group may be able to help you recover your losses through FINRA arbitration. According to Bloomberg, Och-Ziff Capital Management Group LLC is a global, institutional alternative asset manager,

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  • Windsor Street Capital and John D. Telfer charged with Securities Violations

    LPL Financial

    January 26, 2017 Comments (0) Blog, Securities Fraud

      SEC Charges Windsor Street Capital and John D. Telfer   The SEC is charging Windsor Street Capital (formerly Meyers Associates), and John D. Telfer with securities violations regarding the unregistered sale of “hundreds of millions” of penny stock shares without adequate due diligence, according to a

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  • Investor Alert: What are Buffer Annuities?

    Andrew Todd Yocum

    January 25, 2017 Comments (0) Current Investigations

    What are Buffer Annuities? The White Law Group is investigating the liability that FINRA registered brokerage firms would have for improperly selling buffer annuities to their clients. There is a new type of variable annuity called a buffer annuity that is beginning to gain popularity among financial advisors. It is

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  • Forbes Energy Services Files for Chapter 11

    Cypress Income Fund VIII

    January 25, 2017 Comments (0) Blog

      Forbes Energy Services Investment Losses Have you suffered investment losses in Forbes Energy Services, LTD? If so, The White Law Group may be able to help you. It may be possible to recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. Forbes

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