Investigating Potential Claims Involving IsoSpec Technologies
Did you lose money investing in IsoSpec Technologies at the recommendation of your broker? If so, the securities attorneys at The White Law Group may be able to help you recover your losses through FINRA Arbitration.
According to SEC Filings, IsoSpec Technologies filed a Form D to raise capital in 2010.
The Trouble with Reg D Private Placements
Private placements are a means for smaller companies to raise capital through the sale of equity or debt securities without having to register their securities with the SEC. These investments are often riskier and more complicated than traditional investments, and are only suitable for high net worth, sophisticated investors.
The White Law Group is investigating the liability that FINRA registered brokerage firms may have for improperly selling alternative investment products like IsoSpec Technologies to their clients.
Despite the risks of investing in this type of alternative investments, brokerage firms continue to push this type of investment because of the high commissions associated with their sale and creation.
If you have concerns regarding your investment in IsoSpec Technologies or another private placement investment and would like to speak with a securities attorney about your options, please call The White Law Group at 888-637-5510.
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.
For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit https://www.whitesecuritieslaw.com.