August, 2017
Archive

United Development Funding III August 25, 2017

United Development Funding III Secondary Market Listing $2.00/Share

Investigating Potential Claims Involving United Development Funding III Did you lose

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Hines Global REIT II August 25, 2017

Hines Global REIT II Suspends Share Redemption Program

Tender Offer is Approved by Hines Global REIT II Board of Directors Have you

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Morgan Stanley August 25, 2017

FINRA Fines Morgan Stanley $500,000 for Supervisory Lapses

Morgan Stanley Censured & Fined According to FINRA, Morgan Stanley has agreed to

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Cetera Financial Group August 23, 2017

Cetera Broker-dealers to pay $3.3 million in Restitution

Cetera Financial Group Settles with FINRA According to reports, five Cetera

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ARC New York City REIT August 22, 2017

ARC New York City REIT Responds to Dissenting Investors

Company Dismisses Claims of Dissident Investor Cover Partners III ARC New York City

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Unpaid Arbitration Awards, Featured by Top Securities Fraud Attorneys, The White Law Group August 22, 2017

Investment News: Client wins $433,000 through FINRA arbitration claim..

Growing problem: Unpaid Arbitration Awards According to an article in Investment

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Anthony Diaz August 21, 2017

Anthony Diaz Permanently Barred from Securities Industry

Scotrun, PA ex-broker barred by FINRA, NJ Bureau of Securities and PA Bureau of

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August 21, 2017

Wall Street V. Main Street Podcast – Episode 12

Choosing a Financial Advisor                

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Wells Fargo Securities August 18, 2017

FINRA Fines Wells Fargo Securities $3.2 Million for Reporting Issues

Wells Fargo Securities Censured & Fined for Supervisory Issues According to

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Ernest Romer III August 17, 2017

Michigan Charges Ernest Romer III with Fraudulent Conduct

FINRA Bars Ernest Romer III from Securities Industry According to reports, on August

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