Securities Investigation – Walton U.S. Land Fund 4 LP
Did you lose money investing in Walton U.S. Land Fund 4 LP at the recommendation of your broker? If so, The White Law Group may be able to help you recover your losses by filing a FINRA arbitration claim against the brokerage firm that sold you the investment.
Walton International is a multinational, privately-owned real estate investment and development group concentrating on the research, acquisition, administration, planning and development of strategically located land in major North America growth corridors.
Walton often raises capital through Reg D private placements like the company did for Walton U.S. Land Fund 4 LP. Reg D Private placements are high risk investments. They lack the same regulatory oversight as more traditional investment products like stocks or bonds or mutual funds.
According to the Walton U.S. Land Fund 4 LP private placement memorandum in 2013, these are the “standard risks” for accredited investors:
1- Conflicts of interest resulting from activities with affiliated entities.
2- Distributions are not guaranteed and/or there may not be sufficient cash
flow to pay distributions.
3- Blind pool investment without specified properties/securities to be acquired/lack of investor control over property acquisitions.
4- The investment is subject to the general risks of real estate to include uninsured acts of nature, fire, mold and environmental contamination.
5- Changes in tax laws could have adverse tax consequences for investors.
6- Investments in these programs are not liquid or readily transferable.
7- Non-operational sources may be used and/or distributions may exceed operating cash flow.
8- No reference made in Program offering documents.
The White Law Group is investigating the liability that FINRA registered brokerage firms may have for improperly selling high-risk private placements, like Walton U.S. Land Fund 4 LP, to their clients.
Are Private Placements Suitable for You?
Private placements are a means for smaller companies to raise capital through the sale of equity or debt securities without having to register their securities with the SEC. These investments are often riskier and more complicated than traditional investments. They are only suitable for high net worth, sophisticated investors.
Despite the risks of investing in private placements, brokerage firms continue to push this type of investment because of the high commissions associated with their sale and creation.
If you lost money investing in Walton U.S. Land Fund 4 LP and would like to speak with a securities attorney about your options, please call The White Law Group at 888-637-5510 for a free consultation.
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.
For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit https://www.whitesecuritieslaw.com.