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November 29, 2017
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Blog, Current Investigations
Two Big Firms Exit Broker Protocol, Financial Advisors may be Vulnerable to Litigation UBS Wealth Management Americas is exiting the Protocol for Broker Recruiting, also known as Broker Protocol, according to an announcement on Monday. According to reports, UBS executives informed their sales force of the
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November 29, 2017
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Blog, Current Investigations
Concerned about investment losses in DCG/UGOC Equity Fund? The White Law Group is investigating potential claims involving broker-dealers who may have unsuitably recommended DCG/UGOC Equity Fund to investors. DCG/UGOC Equity Fund is a Regulation D Private Placement investment. It was filed in 2012 in Troy, New York.
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November 28, 2017
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Blog, Current Investigations
Recovering investment losses in UBS Puerto Rico Fixed Income Fund The White Law Group is investigating the liability that UBS Financial has for recommending UBS Puerto Rico Fixed Income Fund to investors. For the past few years, Puerto Rico has been struggling with rising debt and economic decline. The value of Puerto
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November 28, 2017
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Current Investigations
Investigating Potential Claims involving RJO Global Trust The White Law Group is investigating the liability broker-dealers may have for unsuitability recommending RJO Global Trust to investors. According to the website, R.J. O’Brien & Associates LLC is the oldest and largest independent futures brokerage
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November 28, 2017
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Blog, Current Investigations
Investment Losses – AmFuel Holdings LLC American Fuel Cell and Coated Fabrics Company (AmFuel) filed for Chapter 11 protection with the U.S. Bankruptcy Court in the Northern District of Texas (Fort Worth Division), according to an announcement on November 27, 2017. According to court documents, the company has
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November 28, 2017
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Blog, Current Investigations
Securities Investigation – Northstar Real Estate Income Trust Have you suffered losses investing in NorthStar Real Estate Income Trust? If so, the securities attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA Arbitration claim against the brokerage firm that sold you
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November 28, 2017
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Blog, Current Investigations
Investigating Potential Claims in Avere Medical Real Estate Fund I LP Are you concerned about your investment in Avere Medical Real Estate Fund I LP at the recommendation of your broker? If so, The White Law Group may be able to help you. It is possible to file a FINRA Arbitration claim against the brokerage firm
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November 27, 2017
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Blog, Current Investigations
Potential Claims Involving UBS Puerto Rico GNMA & US Government Target Maturity Fund The White Law Group continues to investigate the liability that UBS Financial has for recommending UBS Puerto Rico GNMA & US Government Target Maturity Fund to investors. In October 2017, many UBS Closed-end funds suffered a
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November 27, 2017
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Blog, Current Investigations
Investigating Potential Claims Involving UBS Puerto Rico AAA Portfolio Bond Fund The White Law Group continues to investigate the liability that UBS Financial has for recommending UBS Puerto Rico AAA Portfolio Bond Fund to investors. UBS Puerto Rico focused closed-end funds dropped more than 20% in October, according
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November 27, 2017
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Blog, Current Investigations
Potential Claims Involving UBS Puerto Rico AAA Portfolio Target Maturity Fund Concerned about investment losses in UBS Puerto Rico AAA Portfolio Target Maturity Fund? If so, the securities attorneys at The White Law Group may be able to help. The firm continues to investigate the liability that UBS Financial has for
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