Securities Fraud Investigation – Woodbridge Mortgage Investment Fund 3A
Did you lose money investing in Woodbridge Mortgage Investment Fund 3A at the recommendation of your financial advisor? If so, the securities attorneys at The White Law Group may be able to help you. It is possible to recover losses through FINRA Arbitration.
The Financial Industry Regulatory Authority (FINRA) operates the largest securities dispute resolution forum in the United States, and has extensive experience in providing a fair, efficient and effective venue to handle a securities-related dispute.
Woodbridge Wealth sells structured financial products to investors, often through intermediary brokers. The SEC has reportedly been investigating Woodbridge since 2016 in connection with possible significant violations of the securities laws, including anti-fraud violations, during the past year.
According to reports, Woodbridge has raised more than $1 billion from several thousand investors nationwide through multiple investment offerings using various forms and structures.
The company filed a Form D for the offering Woodbridge Mortgage Investment Fund 3A.
Woodbridge Mortgage Investment Fund 3A is a private placement investment. The problem with private placement investments is the lack of liquidity and lack of regulatory oversight. Often these types of investments are exempt from registration with the Securities and Exchange Commission (SEC). They are high risk investments — generally intended for institutional and sophisticated investors.
Even more troubling is the high commission fees, often 3-4x higher than traditional investments like mutual funds or bonds. Unfortunately some brokers may push these types of investments strictly to earn the higher commissions.
Recovery of Investment Losses
The White Law Group is investigating the following Woodbridge private placement investments, among others:
Woodbridge Commercial Bridge Loan Fund 2
Woodbridge Commercial Bridge Loan Fund 1
Woodbridge Mortgage Investment Fund 3A
Woodbridge Mortgage Investment Fund 4
Woodbridge Pre-settlement Funding 2
Woodbridge Pre-settlement Funding
Woodbridge Mortgage Investment Fund I
Woodbridge Mortgage Investment Fund II
Woodbridge Mortgage Investment Fund III
If you invested in Woodbridge Mortgage Investment Fund 3A or another Woodbridge offering and would like to discuss your litigation options, please call The White Law Group at 888-637-5510 for a free consultation.
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. The firm represents investors throughout the country in claims against their brokerage firm.
For more information on the firm and its representation of investors, visit www.WhiteSecuritiesLaw.com.