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December 29, 2017
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Blog, Current Investigations
Citigroup Global Markets Reportedly displayed inaccurate research ratings According to the Financial Industry Regulatory Authority, the regulator fined Citigroup Global Markets Inc. $5.5 million on Thursday and required the firm to pay at least $6 million in compensation to retail customers for displaying inaccurate
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December 29, 2017
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Blog, Current Investigations
Investigating Potential Claims – Ironclad Performance Wear Corp. The White Law Group is investigating potential claims involving broker-dealers who may have unsuitably recommended Ironclad Performance Wear Corp. to investors. Ironclad Performance Wear Corp. is the industry leader in high quality task-specific
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December 29, 2017
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Blog, Current Investigations
Investigating Potential Claims – Life Settlements Absolute Return I LLC The White Law Group is investigating potential claims involving broker-dealers who may have unsuitably recommended Life Settlements Absolute Return I LLC to investors. On December 29, 2017, Life Settlement Absolute Return I LLC along
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December 28, 2017
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Blog, Current Investigations
Securities Investigation – involving Roundstone Healthcare Capital V LP The White Law Group is investigating potential claims involving broker dealers who may have unsuitably recommended Roundstone Healthcare Capital V LP to investors. According to a Form-D filed with the SEC, Roundstone Healthcare Capital V
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December 28, 2017
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Blog, Current Investigations
Recover your Investment losses in Hyperdynamics Corp. The White Law Group is investigating potential claims involving broker dealers who may have unsuitably recommended Hyperdynamics Corp. to investors. Hyperdynamics (OTCQX: HDYN) is an emerging independent exploration company that is exploring offshore the Republic
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December 28, 2017
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Blog, Current Investigations
Investigating Potential claims – JHFG Multifamily Opportunity Fund LLC The White Law Group is investigating potential claims involving broker dealers who may have unsuitably recommended JHFG Multifamily Opportunity Fund LLC to investors. According to a Form-D filed with the SEC, JHFG Multifamily Opportunity
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December 28, 2017
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Blog, Current Investigations
JP Morgan Reportedly Violated Customer Protection Rule According to the Financial Industry Regulatory Authority (FINRA) today, the regulator has fined J.P. Morgan Securities $2.8 million for violating the Securities and Exchange Commission’s (SEC) Customer Protection Rule and for related supervisory failures. The
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December 27, 2017
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Blog, Current Investigations
Securities Investigation – Jed E. Tinder According to the Financial Industry Regulatory Authority, the regulator has permanently barred Jed E. Tinder of Missoula, Montana, from the securities industry. In August 2017, FINRA reportedly began an examination into whether Tinder conducted outside business
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December 27, 2017
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Blog, Current Investigations
Investigating Potential Claims – IceWEB Inc. Have you suffered investment losses in IceWEB, Inc.? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses through FINRA Arbitration. FINRA operates the largest securities dispute resolution forum in the United States,
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December 27, 2017
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Blog, Current Investigations
Investigating Potential Claims – ARC Healthcare Trust III The White Law Group is investigating potential claims involving broker dealers who may have unsuitably recommended non-traded REITs such as ARC Healthcare Trust III to investors. According to SEC filings, on December 21, 2017 at the Annual Meeting,
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