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March 25, 2018
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Current Investigations, Securities Fraud
Investigating Potential Claims – Belize Infrastructure Fund 1 The White Law Group is investigating potential claims involving broker dealers who may have unsuitably recommended Belize Infrastructure Fund 1 to investors. According to reports, Belize Infrastructure Fund 1, LLC is a short-term note meant to raise
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March 25, 2018
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Blog, Current Investigations
Investigating Potential Claims – Horizontal Exploration Are you concerned about investment in Horizontal Exploration? If so, the attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. Horizontal
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March 23, 2018
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Blog, Current Investigations
Investigating Potential Claims – MDS Energy Public 2013 Program Have you suffered losses investing in MDS Energy Public 2013 Program? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses through FINRA Arbitration. MDS Energy Public 2013 Program is a series of up to
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March 23, 2018
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Blog, Current Investigations, Securities Fraud
Update on Michel Giokas – Securities Fraud Investigation Have you suffered losses investing with financial advisor Michael Giokas and Giokas Wealth Advisors? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses through FINRA Arbitration. According to the Financial
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March 23, 2018
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Blog
What is FINRA? FINRA stands for Financial Industry Regulatory Authority. FINRA is private corporation that acts as a self-regulatory organization. FINRA provides regulatory services to the financial industry, without the need of taxpayer funding and is not a part of the U.S. Government. FINRA’s entire existence is
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March 21, 2018
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Blog, Current Investigations
FINRA Panel says UBS was liable for breach of contract and unsuitability According to the Financial Industry Regulatory Authority (FINRA), a FINRA arbitration panel has found UBS liable for breach of contract and unsuitability in a customer complaint involving Puerto Rico bonds. FINRA has reportedly ordered UBS to pay
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March 21, 2018
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Blog, Current Investigations
FINRA reportedly bars Gary Basralian for failure to provide information during an investigation. According to the Financial Industry Regulatory Authority (FINRA), the regulator has allegedly barred Gary Basralian of Maplewood, NJ from the securities industry. On January 2, 2018, in connection with an investigation
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March 20, 2018
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Blog, Current Investigations, Securities Fraud
FINRA Bars Former Morgan Stanley Broker Thomas Meier for unauthorized trades According to the Financial Industry Regulatory Authority (FINRA), the regulator has barred Miami advisor Thomas Meier for allegedly engaging in unauthorized trades in his clients’ accounts. From July 2012 through March 2016, Meier,
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March 20, 2018
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Blog, Current Investigations
Investor Alert: New Global Energy Are you concerned about your investment in New Global Energy? If so, the securities attorneys at The White Law Group may be able to help you. According to its website, New Global Energy Inc. is a public company (symbol: NGEY) traded on the OTCQB, focused on aquaculture (fish
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March 19, 2018
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Blog, Current Investigations
Mall REITs drop in value as more retailers close their doors. According to reports, the news on the Toys “R” Us bankruptcy this week has sent the share price of mall REITs, such as Washington Prime Group (WPG), spiraling downward. Washington Prime Group Inc. is a real estate investment trust that invests
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