April, 2018
Archive

Spherix Inc. April 28, 2018

Spherix Inc. (fka Biospherics Inc.) – Investigating Potential Claims

Securities Investigation – Spherix Inc. Are you concerned about your

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Griffin Capital Essential Asset REIT April 27, 2018

Griffin Capital Essential Asset REIT – Third Party Tender Offer

The White Law Group continues to investigate potential securities fraud claims

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Barry Connell April 27, 2018

Advisor Barry Connell ordered to pay Former Employer Morgan Stanley...

FINRA Arbitration Panel Awards Morgan Stanley for $6 M for Damages According to a

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Summit Healthcare April 27, 2018

Summit Healthcare REIT – Investigating Potential Claims

Secondary Market Listing – $1.60/share – Summit Healthcare REIT Did you lose

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Western International Securities April 26, 2018

Western International Securities Censured & Fined for ETFs

FINRA Sanctions Western International Securities for Supervisory Issues According to

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Churning April 26, 2018

FINRA Tightens up on Churning Violations

FINRA proposes new rule for Churning Fraud – Excessive trades The Financial

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Douglas Leone April 26, 2018

NY Advisor Douglas Leone Barred from Securities Industry

FINRA Investigates Douglas Leone – Allegations of Excessive Trading,

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Benefit Street Partners Realty Trust April 25, 2018

Benefit Street Partners Realty Trust – Third Party Tender offer

Concerned about your investment in Benefit Street Partners Realty Trust? Have you

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Boston Therapeutics April 25, 2018

Boston Therapeutics Inc. (fka AVANYX Therapeutics) – Securities Investigation

Investigating Potential Claims – Boston Therapeutics Are you concerned about

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LPL Financial April 25, 2018

LPL Financial LLC – Censured & Fined $375,000

FINRA Sanctions LPL Financial for Supervisory Issues According to the Financial

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