UBS AG Trigger Phoenix Autocallable Optimization Securities –Investigation
Did you lose money investing in UBS AG Trigger Phoenix Autocallable Optimization Securities at the recommendation of your financial advisor? If so, the securities attorneys at The White Law Group may be able to help you recover your losses through FINRA Arbitration.
UBS AG Trigger Phoenix Autocallable Optimization Securities are unsubordinated, unsecured debt obligations issued by UBS AG linked to the common stock or American depository share of a specific company.
“Investing in these securities involves significant risks”, according to the prospectus. “You may lose some or all of your principal amount. The contingent repayment of principal only applies if you hold the Securities until maturity. Any payment on the Securities, including any repayment of principal, is subject to the creditworthiness of UBS. If UBS were to default on its payment obligations, you may not receive any amounts owed to you under the Securities and you could lose your entire investment.”
“The securities are significantly riskier than conventional debt instruments. The issuer is not necessarily obligated to repay the full principal amount of the securities at maturity, and the securities can have downside market risk similar to the underlying stock. This market risk is in addition to the credit risk inherent in purchasing a debt obligation of UBS. You should not purchase the securities if you do not understand or are not comfortable with the significant risks involved in investing in the securities.”
Investigating Potential Claims
The White Law Group is investigating potential claims involving broker dealers who may have unsuitably recommended UBS AG Trigger Phoenix Autocallable Optimization Securities to investors.
Broker dealers are required to perform adequate due diligence on all investment recommendations they make. They must ensure that each investment is suitable for the investor in light of the investor’s age, risk tolerance, net worth, financial needs, and investment experience.
If a broker or brokerage firm makes an unsuitable investment recommendation or fails to adequately disclose the risks associated with an investment they may be liable for investment losses through FINRA arbitration.
To determine whether you may be able to recover investment losses incurred as a result of your purchase of UBS AG Trigger Phoenix Autocallable Optimization Securities, please contact The White Law Group at 1-888-637-5510 for a free consultation.
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. For more information on the firm, visit www.WhiteSecuritiesLaw.com.