UBS AG Trigger PAOS SX5E – Securities Investigation
Have you suffered losses investing in UBS AG Trigger PAOS SX5E? If so, the securities attorneys at The White Law Group may be able to recover your losses by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment.
UBS AG Trigger PAOS SX5E are unsubordinated, unsecured debt securities issued by UBS AG linked to the least performing index between the EURO STOXX 50® Index and the S&P 500® Index.
According to the prospectus, “Investing in the Securities involves significant risks. You will lose some or all of your initial investment if the Securities are not called and a trigger event occurs. If UBS were to default on its payment obligations you may not receive any amounts owed to you under the Securities and you could lose some or all of your initial investment.”
UBS AG Trigger PAOS SX5E is “significantly riskier than conventional debt instruments. The issuer is not necessarily obligated to repay all of your initial investment in the Securities at maturity, and the Securities may have the same downside market risk as the least performing underlying index. This market risk is in addition to the credit risk inherent in purchasing a debt obligation of UBS. You should not purchase the Securities if you do not understand or are not comfortable with the significant risks involved in investing in the Securities,” according to the prospectus.
Recovery of Investment Losses
The White Law Group is investigating potential claims involving the liability that broker dealers may have for improperly recommended UBS AG Trigger PAOS SX5E to investors.
Broker dealers are required to perform adequate due diligence on all investment recommendations they make. They must ensure that each investment is suitable for the investor in light of the investor’s age, risk tolerance, net worth, financial needs, and investment experience.
If a broker or brokerage firm makes an unsuitable investment recommendation or fails to adequately disclose the risks associated with an investment they may be liable for investment losses through FINRA arbitration.
To determine whether you may be able to recover investment losses incurred as a result of your purchase of UBS AG Trigger PAOS SX5E, please contact The White Law Group at 1-888-637-5510 for a free consultation.
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. For more information on the firm, visit www.WhiteSecuritiesLaw.com.