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July 31, 2018
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Blog
Reverse Stock Split didn’t help – MoviePass – Helios & Matheson Shares down 46% Monday According to Yahoo Finance, MoviePass users experienced “technical” difficulties over the weekend and this may be disappointing news for investors. MoviePass owner Helios & Matheson (HMNY) shares are
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July 30, 2018
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Blog
DGOC Series 32 LP – Oil & Gas Securities Investigation Are you concerned about your investment in DGOC Series 32 LP? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA claim against the brokerage firm that recommended the investment. The White Law Group continues
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July 27, 2018
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Blog, Current Investigations, Securities Fraud
Brad Lawing – Cambridge Investment Research – Securities Investigation According to the Financial Industry Regulatory Authority (FINRA) in November 2017, the regulator suspended financial advisor Brad Lawing from the securities industry for five months. Lawing allegedly recommended shares of a business development
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July 26, 2018
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Blog, Current Investigations
Mackenzie says “You can finally get your cash out of American Finance Trust, Inc.” According to letter dated July 25, Mackenzie Realty Capital, a non-traded business development company, has extended a third party tender offer to purchase shares of American Finance Trust. “You can finally get your cash out of
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July 26, 2018
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Blog, Securities Fraud
National Planning Corp., Investment Centers of America, SSII Investments, INVEST Financial Censured & Fined According to the Financial Industry Regulatory Authority (FINRA) on Tuesday, the regulator has sanctioned four National Planning firms for failure to establish, maintain and enforce a supervisory system in
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July 25, 2018
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Blog, Current Investigations
FS Investment Corporation III Investors may have claims. If your financial advisor unsuitably recommended investing in FS Investment Corporation III, and you incurred losses, you may be able to recover your losses by filing a FINRA Arbitration claim. FS Investment Corporation III (FSIC III) is an alternative
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July 25, 2018
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Blog, Current Investigations
KBS Strategic Opportunity REIT II Investors may have claims. If your financial advisor unsuitably recommended investing in KBS Strategic Opportunity REIT II, and you incurred losses, you may be able to recover your losses by filing a FINRA Arbitration claim. KBS Strategic Opportunity REIT II is a non-traded real
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July 25, 2018
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Blog, Current Investigations
Lodging Opportunity Fund – Securities Investigation Are you concerned about your investment in Lodging Opportunity Fund? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. According to its
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July 25, 2018
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Blog
Royal Alliance Associates, FSC Securities Corporation, SagePoint Financial, Woodbury Financial Services Censured & Fined According to the Financial Industry Regulatory Authority (FINRA) on Tuesday, the regulator has sanctioned four firms, Royal Alliance Associates, Inc., FSC Securities Corporation, SagePoint
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July 24, 2018
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Blog, Current Investigations
Concerned about losses in Noble Royalty Access Fund X LP? The White Law Group is investigating potential securities fraud claims involving the liability that some broker dealers may have for improperly recommending oil and gas LPs such as Noble Royalty Access Fund X LP (Noble Royalty AF X LP) to investors. According
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