-
August 31, 2018
Comments (0)
Blog, Current Investigations, Securities Fraud
Update on Broker Gary Basralian – Securities Fraud Investigation According to reports yesterday, broker Gary Basralian, of Springfield, NJ, pleaded guilty in U.S. District Court to one count of wire fraud and one count of investment adviser fraud. Basralian, 70, admitted to stealing at least $2 million from
Read More »
-
August 30, 2018
Comments (0)
Blog, Securities Fraud
Financial Advisor Misconduct – new study says 1 in 10 advisors has severe misconduct records. According Financial IQ a recent study, ’The Market for Financial Advisor Misconduct,’ to be published in the Journal of Political Economy, says that one in ten advisors has severe misconduct records and that may be
Read More »
-
August 29, 2018
Comments (0)
Blog, Current Investigations, Securities Fraud
New Tender Offer $10.99 per share – Healthcare Trust Inc. Losses for Investors The White Law Group is continuing our investigation in regards to the liability that some broker dealers may have for unsuitably recommending Healthcare Trust Inc., a real estate investment trust, to investors. If you have suffered
Read More »
-
August 28, 2018
Comments (0)
Blog, Current Investigations, Securities Fraud
Pennsylvania Brokerage Firm, Trustmont Financial Accused of Breaching Fiduciary Duty According to a FINRA award posted on FINRA’s site this week, investor James E. Grimes accused Trustmont Financial Group Inc. in Greensburg, PA of breaching fiduciary duty in a case related to two annuity exchanges and a private
Read More »
-
August 27, 2018
Comments (0)
Blog, Current Investigations
Securities Investigation – Tasman Metals LTD Are you concerned about your investment in Tasman Metals LTD? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. According to Edgar, Tasman Metals LTD
Read More »
-
August 27, 2018
Comments (0)
Blog, Current Investigations
Securities Investigation- Quest Rare Minerals LTD Are you concerned about your investment in Quest Rare Minerals LTD? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. Quest Rare Minerals Ltd.
Read More »
-
August 24, 2018
Comments (0)
Blog, Current Investigations
Securities Investigation – CV MC REIT – Carter Validus Mission Critical REIT The White Law Group continues to investigate potential claims involving broker dealers who may have unsuitably recommended high risk non traded REITs such as CV MC REIT (Carter Validus Mission Critical REIT) to investors. On August
Read More »
-
August 24, 2018
Comments (0)
Blog, Current Investigations
Investigating Potential Claims – Financial Advisor Stewart Malloy – Riverhead, NY According to the Financial Industry Regulatory Authority (FINRA), the regulator is investigating former financial advisor Stewart Malloy for allegedly making unauthorized trades in two clients’ accounts. In August 2015,
Read More »
-
August 24, 2018
Comments (0)
Blog, Current Investigations
Securities Fraud Investigation – ARC New York City REIT Are you concerned about ARC New York City REIT losses? If so, the securities attorneys at The White Law Group may be able to help your recover your losses by filing a FINRA claim against the brokerage firm that sold you the investment. ARC New York …
Read More »
-
August 23, 2018
Comments (0)
Blog, Securities Fraud
GPB Capital Holdings to focus on accounting at two large funds. According to reports on Friday, GPB Capital Holdings, a leading seller of high-risk, high-commission private placements, will allegedly not be raising new money for a while, instead reportedly focusing on straightening out the accounting and financial
Read More »
