Month: August 2018
Alex G. Herrera Barred from Securities Industry
Securities Investigation – Alex G. Herrera – UBS Financial Services – Coral Gables, FL According to the Financial Industry...
John C. Maccoll, UBS Advisor | Broker Fraud Investigation
John C. Maccoll – UBS Advisor- Charged with $4 Million Fraud Scheme Have you suffered losses investing with financial advisor John C....
San Francisco Advisor Michael J. Frew Arrested for Alleged Fraud
Securities Fraud Investigation – Michael J. Frew (Mike Frew) – Wells Fargo According to reports on Friday, former advisor Mike Frew...
Jim Flynn Suspended from Securities Industry
James T. Flynn (Jim Flynn) – Voya Financial Advisors – Securities Fraud Investigation According to the Financial Industry...
Presidio Property Trust Losses – Investors may have claims
Presidio Property Trust Losses (fka NetREIT) – Secondary Sales Price $3.00 According to its website, Presidio Property Trust was...
KBS Strategic Opportunity REIT Losses
How to Recover KBS Strategic Opportunity REIT Losses The White Law Group continues to investigate claims involving broker dealers who may...
