Retail Portfolio II DST –Investigation

Are you concerned about your investment in Inland’s Retail Portfolio II DST? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment.

According to SEC filings, Retail Portfolio II DST filed a Form D to raise capital from investors in 2016 in Oak Brook, IL. The total offering amount was $12,063,531.

Retail Portfolio II DST is a Regulation D private placement investment. Investments such as these are typically sold by brokerage firms in exchange for a large up front commission. High fees can range from 7-10%, as well as additional “due diligence fees” that can range from 1-3%. In this case, the sales commissions were estimated to be 6.9%, according to the Form D.

The problem with private placement investments such as Inland National Retail Portfolio II DST is that they typically involve a high degree of risk. They are also often sold as unregistered securities which lack the same regulatory oversight as more traditional investment products like stocks or bonds.

Broker Due Diligence

The White Law Group is investigating the liability that FINRA registered brokerage firms may have for improperly recommending high-risk private placements to investors.

Broker dealers are required to perform adequate due diligence on any investment they recommend and to ensure that all recommendations are suitable for the investor. Firms that fail to do so, may be held responsible for any losses in a FINRA arbitration claim.

Free Consultation

If you have concerns regarding your investment in Inland National Retail Portfolio II DST and would like to speak with a securities attorney about your options, please call The White Law Group at 888-637-5510.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington.