Bluerock Special Opportunity Income Fund III– Securities Investigation

Are you concerned about your investment in Bluerock Special Opportunity Income Fund III? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment.

Bluerock Real Estate, L.L.C. is a real estate investment firm specializing in acquiring, managing, and developing multifamily and office properties. It provides institutional real estate investment products for individual/private investors. Bluerock Real Estate, L.L.C. is based in New York.

The company filed a Form D (private placement) notice of exempt offering of securities in 2012 to raise capital from investors. The total offering amount was $25,000,000.

The Risks of Investing in Reg D Private Placements

The White Law Group is investigating the liability that FINRA registered brokerage firms may have for improperly selling alternative investment products like Bluerock Special Opportunity Income Fund III LP to investors.

Private placements are a means for smaller companies to raise capital through the sale of equity or debt securities without having to register their securities with the SEC. These investments are often riskier and more complicated than traditional investments, and are only suitable for high net worth, sophisticated investors.

Broker dealers are required to perform adequate due diligence on any investment they recommend. They must  ensure that all recommendations are suitable for the investor. Recommendations should be in line with the investor’s age, risk tolerance, net worth, and investment experience.

Despite the risks of investing in this type of alternative investments, brokerage firms continue to push this type of investment because of the high commissions associated with their sale and creation. To learn more: The Trouble with Private Placements Under Regulation D

If you are concerned about your investment in Bluerock Special Opportunity Income Fund III LP or another private placement investment and would like to speak with a securities attorney about your options, please call The White Law Group at 888-637-5510 for a free consultation.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington.

For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit https://www.whitesecuritieslaw.com.