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April 29, 2019
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Blog, Current Investigations, Securities Fraud
FINRA Claim reportedly filed against Christopher C. Burtraw Have you suffered losses investing with Christopher C. Burtraw in Lakewood, Co? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against his former employers. According to a public document on
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April 26, 2019
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Current Investigations
Zachary Berkey, Broker – Four Points Capital Partners Have you suffered losses investing with Zachary Berkey in Melville, NY? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against his employer. According to a press announcement on April
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April 26, 2019
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Blog, Current Investigations
FINRA Sanctions Buckman, Buckman & Reid for Failure to Supervise Have you suffered losses investing with Buckman, Buckman & Reid in Little Silver, NJ? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the
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April 25, 2019
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Current Investigations
FINRA Suspends Broker James Bashaw for Allegedly Borrowing Money from Client According to The Financial Industry Regulatory Authority today, the regulator has suspended and fined James Bashaw, a former LPL Financial broker, for allegedly borrowing close to $200,000 from a client in 2013. Bashaw, who has worked in the
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April 25, 2019
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Blog, Current Investigations
Recovery of NorthStar Real Estate Income Trust Investment Losses Have you suffered losses investing in NorthStar Real Estate Income Trust (now known as N1 Liquidating Trust)? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage
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April 24, 2019
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Current Investigations, Securities Fraud
Alex Ford, Former NYLife Securities Rep Charged with Fraud Have you suffered losses investing with Alex Ford and NYLife Securities in Raleigh, North Carolina? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses by filing a FINRA Dispute Resolution Claim. According to
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April 22, 2019
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Blog
Investor Alert: Variable Annuity Sales Increase in 2018 According to an article in Investment News today, independent broker-dealers saw a rise in sales of variable annuities last year, with 39% of overall VA sales in 2018. Independent broker-dealers sold $39.4 billion of variable annuities in 2018, an increase of
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April 21, 2019
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Blog, Current Investigations
Illiquid Investment – Cypress Leasing Fund A Have you suffered losses investing in Cypress Leasing Fund A? If so, the securities attorneys of The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. From 1985
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April 21, 2019
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Blog
Recovery of Investment Losses in Cypress Income Fund 10 Are you concerned about your investment in Cypress Income Fund 10? If so, The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. Cypress Financial Corp.
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April 21, 2019
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Blog, Current Investigations
SP Ventures Fund V LLC – Securities Investigation Are you concerned about your investment in SP Ventures Fund V LLC? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. SP Ventures Fund V …
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