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June 30, 2019
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Blog, Current Investigations
Financial Advisor Jon P. Lindberg, First Advisor’s Capital – Birmingham, Alabama Are you concerned about investments you made with Jon P. Lindberg in Birmingham, Alabama? If so, the securities attorneys at The White Law Group may be able to help you. According to an Administrative Order on April 2, 2019 by the
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June 30, 2019
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Current Investigations
BHP Billiton LTD – Investigating Potential Lawsuits Are you concerned about your investment in BHP Billiton LTD? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. BHP, formerly known as BHP
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June 30, 2019
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Blog, Current Investigations, Securities Fraud
Lawrence Hagedorn, O.N. Investments – Andover, Kansas Are you concerned about investments you made with Lawrence Hagedorn in Andover, Kansas? If so, the securities attorneys at The White Law Group may be able to help you. According to a Default Final Order from the Kansas Securities Commission on May 28, 2019, the
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June 28, 2019
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Blog, Current Investigations
Owl Rock Capital Corp. – Investigating Potential Lawsuits Are you concerned about your investment in Owl Rock Capital Corp.? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. The
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June 28, 2019
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Current Investigations
Securities Investigation- Carter Multifamily Growth & Income Fund Are you concerned about your investment in Carter Multifamily Growth & Income Fund? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the
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June 28, 2019
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Blog, Current Investigations
Texas E & P Partners – Securities investigation Have you suffered losses investing in a Texas E & P Partners offering? The White Law Group is investigating potential claims involving broker dealers who may have unsuitably recommended Texas E & P Partners to investors. According to a complaint filed by
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June 27, 2019
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Blog
LPL Financial to pay $1.1 million According to reports today, the Massachusetts Securities Division has fined LPL Financial $1.1 million for allegedly failing to properly register agents in Massachusetts and timely file certain reportable events. For the past six years, LPL reportedly violated securities laws by
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June 26, 2019
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Blog, Current Investigations
Bad News for GPB Capital Investors in 2019 – Updated Sept. 30, 2019 Are you concerned about GPB Capital Losses? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. Last Friday, the
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June 26, 2019
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Blog, Current Investigations, Securities Fraud
New Jersey Broker Michael Alan Siegel faces Prison Sentence Have you suffered losses investing with Michael Alan Siegel? If so, the securities attorneys at The White Law Group may be able to help you through FINRA Arbitration. According to reports on June 26, former New Jersey broker, Michael Alan Siegel is allegedly
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June 26, 2019
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Blog, Current Investigations
Former Merrill Lynch Broker Fred Brown Reportedly Fined & Suspended According to the Financial Industry Regulatory Authority (FINRA) on July 25, the regulator has reportedly fined former Merrill Lynch broker, Fred Ronald Brown $12,500 and suspended him for eight months. According to the Letter of Acceptance,
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