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June 30, 2019
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Current Investigations
BHP Billiton LTD – Investigating Potential Lawsuits Are you concerned about your investment in BHP Billiton LTD? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. BHP, formerly known as BHP
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June 28, 2019
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Blog, Current Investigations
Owl Rock Capital Corp. – Investigating Potential Lawsuits Are you concerned about your investment in Owl Rock Capital Corp.? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. The
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June 28, 2019
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Current Investigations
Securities Investigation- Carter Multifamily Growth & Income Fund Are you concerned about your investment in Carter Multifamily Growth & Income Fund? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the
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June 28, 2019
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Blog, Current Investigations
Texas E & P Partners – Securities investigation Have you suffered losses investing in a Texas E & P Partners offering? The White Law Group is investigating potential claims involving broker dealers who may have unsuitably recommended Texas E & P Partners to investors. According to a complaint filed by
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June 27, 2019
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Blog
LPL Financial to pay $1.1 million According to reports today, the Massachusetts Securities Division has fined LPL Financial $1.1 million for allegedly failing to properly register agents in Massachusetts and timely file certain reportable events. For the past six years, LPL reportedly violated securities laws by
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June 26, 2019
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Blog, Current Investigations
Bad News for GPB Capital Investors in 2019 Are you concerned about GPB Losses? If so, the securities attorneys at The White Law Group may be able to help you. Last Friday, the media reported that GPB Capital announced that some GPB Capital offerings share prices declined as much as 73%. After months of negative
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June 26, 2019
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Blog, Current Investigations, Securities Fraud
New Jersey Broker Michael Alan Siegel faces Prison Sentence Have you suffered losses investing with Michael Alan Siegel? If so, the securities attorneys at The White Law Group may be able to help you through FINRA Arbitration. According to reports on June 26, former New Jersey broker, Michael Alan Siegel is allegedly
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June 26, 2019
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Blog, Current Investigations
Former Merrill Lynch Broker Fred Brown Reportedly Fined & Suspended According to the Financial Industry Regulatory Authority (FINRA) on July 25, the regulator has reportedly fined former Merrill Lynch broker, Fred Ronald Brown $12,500 and suspended him for eight months. According to the Letter of Acceptance,
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June 25, 2019
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Blog, Current Investigations, Securities Fraud
Securities Investigation – Broad Reach Capital LP Are you concerned about your investment in Broad Reach Capital LP? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. According to SEC
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June 21, 2019
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Blog
Massachusetts warns investors of marijuana-related investments fraud schemes. According to reports today, Massachusetts Securities Division is launching a sweep of businesses based in Massachusetts that are raising money from investments related to the marijuana industry. The Massachusetts Securities Division brought
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