-
July 15, 2019
Comments (0)
Blog, Securities Fraud
IMS Securities Inc. to pay $500,000 FINRA Award The White Law Group today announces a FINRA Arbitration panel has awarded a Texas couple over $500,000 in compensatory damages in a FINRA lawsuit filed against IMS Securities in February 2018, alleging unsuitable investments in high risk, non-traded REITs. The retired
Read More »
-
July 11, 2019
Comments (0)
Current Investigations
Financial Advisor Jeffrey Blutstein & Kestra Investment Services Are you concerned about your investments with Jeffrey Blutstein of Elmsford, New York? If so, the securities attorneys at the White Law Group may be able to help you. According to a Letter of Acceptance Waiver and Consent, the Financial Industry
Read More »
-
July 10, 2019
Comments (0)
Blog
Concerned about investment losses in First Capital Real Estate Trust Inc.? Have you suffered losses investing in First Capital Real Estate Trust Inc.? If so, The White Law Group may be able to help you. It’s possible to recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that
Read More »
-
July 10, 2019
Comments (0)
Current Investigations, Securities Fraud
SEC Reportedly Bars Transamerica Financial Advisor Pedro Luis Gonzalez-Seijo for Allegedly Stealing from Clients Are you concerned about your dealings with Pedro Luis Gonzalez-Seijo? If so, the securities attorneys at the White Law Group may be able to help you. According to an SEC administrative order on July 5, the
Read More »
-
July 9, 2019
Comments (0)
Blog, Current Investigations, Securities Fraud
Brenda Ann Smith – CV Brokerage – Private Securities Transactions Are you concerned with investments made with former financial advisor Brenda Ann Smith & CV Brokerage? If so, the securities attorneys at The White Law Group may be able to help you. According to a Letter of Acceptance, Waiver &
Read More »
-
July 8, 2019
Comments (0)
Blog, Current Investigations
Kerry Lee Hoffman, Former LPL Financial Broker Reportedly Charged with Securities Fraud Are you concerned about your investments with Kerry Hoffman and LPL Financial? If so, the securities attorneys at The White Law Group may be able to help you. The Securities and Exchange Commission has reportedly charged former LPL
Read More »
-
July 8, 2019
Comments (0)
Blog
Wedbush Broker Mark Heiden Reportedly Suspended and Fined for Alleged Unauthorized Trading Are you concerned about your investments with William Mark Heiden of Newport Beach, CA? If so, the securities attorneys at the White Law Group may be able to help you. According to the Financial Industry Regulatory Authority
Read More »
-
July 3, 2019
Comments (0)
Blog, Current Investigations
Former Summit Brokerage Advisor Christopher S. Jorgensen Barred Are you concerned about your investments with Christopher S. Jorgensen? If so, the securities attorneys at The White Law Group may be able to help you through FINRA Arbitration. According to the Financial Industry Regulatory Authority (FINRA), the
Read More »
-
July 2, 2019
Comments (0)
Blog, Current Investigations
Summit to pay Restitution to Customers for Excessive Trades According to a press announcement on Tuesday, the Financial Industry Regulatory Authority (FINRA) announced that it has sanctioned Summit Brokerage Services, Inc. for supervisory failures. The firm will reportedly be fined a total amount exceeding $880,000
Read More »
-
July 2, 2019
Comments (0)
Blog, Current Investigations
LPL Broker James T. Booth Barred for Alleged Misappropriation of Funds Have you suffered losses investing with James T. Booth of Norwalk, CT? If so, the securities attorneys at the White Law Group may be able to help you. According to the Financial Industry Regulatory Authority (FINRA), the regulator has reportedly
Read More »
