August 23, 2019 Comments (0) Current Investigations, Securities Fraud

Kevin R. Graetz Broker Investigation

Kevin R. Graetz Broker Investigation, featured by Top Securities Fraud Attorneys, The White Law Group

Kevin R. Graetz, Paulson Investment Company, New York, NY

Are you concerned about investments with Kevin R. Graetz in New York, New York? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim.

According to the Financial Industry Regulatory Authority (FINRA), the regulator reportedly barred Graetz from association with any FINRA member in all capacities after he reportedly failed to request termination of his suspension within three months of the date of the Notice of Suspension; therefore, he is automatically barred from association with any FINRA member in all capacities.

FINRA records indicate Graetz has a pending customer dispute reportedly filed against him in March 2019 requesting damages of $500,000 for allegations that he sold “unregistered, fraudulent, and unapproved investments during February 2015.” According to FINRA records, the “fraudulent” investments were reportedly “Belize Infrastructure Fund and Canyon Acquisitions, LLC.”

According to his FINRA BrokerCheck report, Burns reportedly was affiliated with Paulson Investment Co. in New York, NY from February 2013 until May 2017 when he was reportedly discharged after a “customer-related arbitration claim alleging fraud, negligence, unjust enrichment.”

He reportedly has 8 customer complaints filed against him according to his broker report. Allegations include unsuitable investment recommendations, fraud and negligence, among others.

Investigating Potential Claims

The White Law Group is investigating potential lawsuits regarding the liability that his former employers may have for failure to properly supervise Graetz.

When brokers violate securities laws, such as making unsuitable recommendations or excessively trading accounts, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration.

Brokerage firms that fail to monitor the business activities of their employees may be liable for investment losses due to negligent supervision for the misconduct of their employees.

The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee.

We represent investors in FINRA arbitration claims in all 50 states, including New York. Our attorneys have recovered millions of dollars from many brokerage firms in the past.

If you have suffered losses investing with Kevin R. Graetz, please call the securities fraud attorneys at The White Law Group at 888-637-5510 for a free consultation.

For more information on The White Law Group, and its representation of investors, please visit www.WhiteSecuritiesLaw.com.

 

 

 

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