Collateral Yield Enhancement Strategy (CYES) Lawsuits

Have you suffered losses investing in an options-based investment strategy, Collateral Yield Enhancement Strategy (CYES), sold by broker-dealers such as Morgan Stanley and Merrill Lynch? If so, the securities attorneys at The White Law Group may be able to help you recover your losses through FINRA arbitration.

Options or derivatives are only suitable for the most sophisticated investors. The CYES is a complicated and high risk options strategy, managed by Harvest Volatility Management, LLC.

In the past few months, there have reportedly been slew of lawsuits involving the UBS Yield Enhancement Strategy (UBS YES), and close to $60 million dollars in investor losses, according to an article in Financial News.

Similar to the YES (Yield Enhancement Strategy), the CYESinvestors are depending on a portfolio of “iron condor” investments, all of which have the potential of catastrophic losses for the investor.

Potential Lawsuits involving CYES

The White Law Group is investigating potential securities fraud claims involving an options-based investment strategy,  Collateral Yield Enhancement Strategy, (CYES) sold by broker-dealers such as Morgan Stanley and Merrill Lynch.

Broker dealers are required to perform adequate due diligence on any investment they recommend. They must ensure that all recommendations are suitable for the investor. Recommendations should be in line with the investor’s age, risk tolerance, net worth, and investment experience.

It is possible that some financial advisors may have recommended this type of investment because of the high commissions associated with their sale and creation.

If you have suffered losses investing in Collateral Yield Enhancement Strategy (CYES), please contact the securities attorneys at The White Law Group.  For a free consultation, please call the offices at 888-637-5510.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.

We represent investors in FINRA arbitration claims in all 50 states. Our attorneys have recovered millions of dollars from many brokerage firms in the past, including Merrill Lynch and Morgan Stanley.

The Financial Industry Regulatory Authority (FINRA) operates the largest securities dispute resolution forum in the United States, and has extensive experience in providing a fair, efficient and effective venue to handle a securities-related dispute.

For more information on The White Law Group, and its representation of investors, please visit www.WhiteSecuritiesLaw.com.