September 6, 2019 Comments (0) Blog, Current Investigations

Stefan Pastor Broker Investigation

Stefan Pastor Broker Investigation, featured by top securities fraud attorneys, The White Law Group

Broker Stefan Pastor, Raymond James, Fort Lauderdale, FL

Are you concerned about investments with Stefan Pastor in Fort Lauderdale, FL? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim.

According to the Financial Industry Regulatory Authority (FINRA), the regulator has barred Stefan Pastor, former Raymond James broker, for allegedly providing false testimony during its investigation into claims of unauthorized trading.

According to his BrokerCheck profile, Pastor was registered with Raymond James in Fort Lauderdale, FL from August 2013 through April 2018 when he was allegedly terminated over a client’s allegations that he had made “unauthorized purchases in her account. Client further alleged that FA misrepresented that the positions were sold in her account and in support client was provided with sale confirms, which the Firm determined were not authentic.”

During FINRA’s investigation into the matter, Pastor allegedly claimed the client had authorized the trades and denied providing false trade confirmations, according to a letter of acceptance, waiver and consent. FINRA alleges Pastor’s testimony was false and consequently reportedly barred him from the industry.

Investigating Potential Lawsuits

The White Law Group is investigating potential lawsuits regarding the liability that Pastor’s former employers may have for failure to properly supervise him.

When brokers violate securities laws, such as making unauthorized trades, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration.

Brokerage firms that fail to monitor the business activities of their employees may be liable for investment losses due to negligent supervision for the misconduct of their employees.

The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee.

We represent investors in FINRA arbitration claims in all 50 states, including Florida. Our attorneys have recovered millions of dollars from many brokerage firms in the past.

If you have suffered losses investing with Stefan Pastor, please call the securities fraud attorneys at The White Law Group at 888-637-5510 for a free consultation.

For more information on The White Law Group, and its representation of investors, please visit www.WhiteSecuritiesLaw.com.

 

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